SEC Form 4/A · accession 0000902274-18-000039
LIBBEY INC · LBY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James Charles Burmeister
Officer — VP, Chief Financial Officer
Period of report
May 3, 2017
Accepted (ET)
Mar 19, 2018 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000902274
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | May 3, 2017 | A | 9,344 | $9.38 | A | 9,344 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQ - Stock Option (Right to Buy)F3,F4 | $9.38 | May 3, 2017 | A | 21,186 | A | Mar 30, 2018 | May 3, 2027 | Common Stock | 21,186 | 21,186 | D |
Explanation of responses
- F1Restricted stock units will vest 25% on March 30th of each of 2018, 2019, 2020 and 2021 provided the grantee remains continuously employed by the Company as of those respective dates.
- F2Corrects vesting dates incorrectly noted on previous Form 4.
- F3The options become exercisable for 25% of the shares on March 30th of each of 2018, 2019, 2020 and 2021 provided the grantee remains continuously employed by the Company as of those respective dates.
- F4Corrects exercisable date incorrectly noted on previous Form 4.