SEC Form 4/A · accession 0000902274-15-000144

LIBBEY INC · LBY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Officer — VP,General Counsel & Secretary

Period of report

Mar 2, 2015

Accepted (ET)

Aug 3, 2015 · 5:46 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000902274

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Restricted Stock Units^F1	Mar 2, 2015	A	3,469	$38.06	A	3,469	D
Common Stock^F2	holding	—	—		—	11,947	I	By 401k Plan
Common Stock	holding	—	—		—	54,104	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
NQ - Stock Option (Right to Buy)^F3,F4	$38.06	Mar 2, 2015	A	4,685	A	Feb 17, 2016	Mar 2, 2025	Common Stock	4,685	4,685	D

F1Restricted stock units will vest 25% on February 17th of each of 2016, 2017, 2018 and 2019 provided the grantee remains continuously employed by the Company as of those respective dates.
F2The information reported herein is based upon information received from the record keeper of the Libbey Inc. 401k/104m plan. The Libbey Inc. shares attributed to the participant in this report as being held by the plan are the equivalent number of the shares the participant would receive of his entire Libbey Inc. share account if it was distributed to him in Libbey Inc. shares. The actual account in the plan consists of the Libbey Inc. shares and cash.
F3The options become exercisable for 25% of the shares on February 17th of each of 2016, 2017, 2018 and 2019 provided the grantee remains continuously employed by the Company as of those respective dates.
F4Corrects expiration date which was incorrectly stated on previously filed Form 4.