SEC Form 4 · accession 0001528714-16-000004
SIFCO INDUSTRIES INC · SIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
John Chapman Sr.
Director
Period of report
Mar 18, 2016
Accepted (ET)
Mar 21, 2016 · 9:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090168
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SIFCO Industries, Inc. Common StockF1 | Mar 18, 2016 | A | 3,881 | — | A | 20,333 | D | |
| SIFCO Industries, Inc. Common Stock | holding | — | — | — | 8,138 | D | ||
| SIFCO Industries, Inc. Common StockF2 | holding | — | — | — | 6,920 | D | ||
| SIFCO Industries, Inc. Common Stock | holding | — | — | — | 1,394 | I | Owned by Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Awarded 3,881 restricted shares of the SIFCO Industries, Inc. common stock. Restriction to lapse on the day immediately preceding the one year anniversary date of this award.
- F2SIFCO Industries, Inc. common shares awarded under the 2007 long term program.