SEC Form 4/A · accession 0001528714-16-000005
SIFCO INDUSTRIES INC · SIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John Chapman Sr.
Director
Period of report
Mar 18, 2016
Accepted (ET)
Jun 6, 2016 · 3:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090168
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SIFCO Industries, Inc. common stockF1,F2 | Mar 18, 2016 | A | 3,881 | — | A | 3,881 | D | |
| SIFCO Industries, Inc. common stockF3 | holding | — | — | — | 15,058 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1As originally filed on March 21, 2016, 3,881 restricted shares of SIFCO Industries, Inc. Common Stock was awarded. Restriction to lapse on the day immediately preceding the on year anniversary date of this award.
- F2Transaction amended to reflect the total number of securities for this transaction to be 3,881 shares as opposed to 20,333 shares as originally filed on 3/21/2016.
- F3Holding is amended to reflect combined total number of SIFCO common stock to be 15,058 as opposed to two separate line items as originally filed on 03/21/2016.