SEC Form 4 · accession 0001209191-19-017567
AMARIN CORP PLC\UK · AMRN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lars Ekman
Director
Period of report
Mar 4, 2019
Accepted (ET)
Mar 6, 2019 · 8:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000897448
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2 | Mar 4, 2019 | M | 19,584 | $1.03 | A | 19,584 | D | |
| Ordinary SharesF1,F2 | Mar 4, 2019 | M | 6,390 | $1.87 | A | 25,974 | D | |
| Ordinary SharesF1,F2 | Mar 4, 2019 | M | 28,500 | $1.87 | A | 54,474 | D | |
| Ordinary SharesF1,F2 | Mar 4, 2019 | M | 35,258 | $2.19 | A | 89,732 | D | |
| Ordinary SharesF1,F2 | Mar 4, 2019 | M | 17,358 | $2.50 | A | 107,090 | D | |
| Ordinary SharesF1,F2 | Mar 4, 2019 | M | 28,287 | $2.50 | A | 135,377 | D | |
| Ordinary SharesF1,F2,F3 | Mar 4, 2019 | S | 98,677 | $21.1607 | D | 36,700 | D | |
| Ordinary SharesF1,F2,F4,F5 | Mar 4, 2019 | S | 36,700 | $21.712 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F6,F2 | $1.03 | Mar 4, 2019 | M | 19,584 | D | — | Feb 10, 2020 | Ordinary Shares | 19,584 | 0 | D |
| Stock Option (Right to Buy)F6,F2 | $1.87 | Mar 4, 2019 | M | 6,390 | D | — | Mar 11, 2024 | Ordinary Shares | 6,390 | 0 | D |
| Stock Option (Right to Buy)F6,F2 | $1.87 | Mar 4, 2019 | M | 28,500 | D | — | Mar 11, 2024 | Ordinary Shares | 28,500 | 0 | D |
| Stock Option (Right to Buy)F6,F2 | $2.19 | Mar 4, 2019 | M | 35,258 | D | — | Jul 11, 2026 | Ordinary Shares | 35,258 | 0 | D |
| Stock Option (Right to Buy)F6,F2 | $2.50 | Mar 4, 2019 | M | 17,358 | D | — | Jul 6, 2025 | Ordinary Shares | 17,358 | 0 | D |
| Stock Option (Right to Buy)F6,F2 | $2.50 | Mar 4, 2019 | M | 28,287 | D | — | Jul 6, 2025 | Ordinary Shares | 28,287 | 0 | D |
Explanation of responses
- F1The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted in 2018 by the Reporting Person in accordance with the requirements for such plans described in the Company's Annual Report on Form 10-K.
- F2The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.48 to $21.47, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.48 to $22.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F5Please see the section titled "Remarks" below for additional information.
- F6The stock option granted to the Reporting Person is fully vested as of the date hereof.
Remarks
This number does not represent the aggregate number of Ordinary Shares of the Issuer this Reporting Person holds or has a right to acquire in the form of stock options and restricted stock units granted to such Reporting Person.