SEC Form 4 · accession 0001209191-19-000522
AMARIN CORP PLC\UK · AMRN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph S Zakrzewski
Director
Period of report
Dec 28, 2018
Accepted (ET)
Jan 2, 2019 · 7:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000897448
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2,F3 | Dec 28, 2018 | S | 141,500 | $13.192 | D | 84,547 | D | |
| Ordinary SharesF1,F2 | Jan 2, 2019 | M | 350,000 | $3.40 | A | 434,547 | D | |
| Ordinary SharesF1,F2 | Jan 2, 2019 | M | 35,000 | $1.35 | A | 469,547 | D | |
| Ordinary SharesF1,F2,F4 | Jan 2, 2019 | S | 385,000 | $13.0278 | D | 84,547 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F5,F2 | $3.40 | Jan 2, 2019 | M | 350,000 | D | — | Nov 11, 2020 | Ordinary Shares | 350,000 | 700,000 | D |
| Stock Option (Right to Buy)F5,F2 | $1.35 | Jan 2, 2019 | M | 35,000 | D | — | Dec 21, 2019 | Ordinary Shares | 35,000 | 0 | D |
Explanation of responses
- F1The option exercises and sales reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.83 to $13.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F5The stock option granted to the Reporting Person is fully vested as of the date hereof.