SEC Form 4 · accession 0001209191-15-060798
AMARIN CORP PLC\UK · AMRN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Healy
Director
Period of report
Jul 10, 2015
Accepted (ET)
Jul 14, 2015 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000897448
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Convertible Preference SharesF1,F5,F2,F3,F4 | $0.00 | Jul 10, 2015 | A | 38,867,180 | A | Jul 10, 2015 | — | Ordinary Shares | 3,886,718 | 38,867,180 | I |
Explanation of responses
- F1The Series A Convertible Preference Shares ("Series A Preference Shares") may be represented by restricted American Depositary Shares, each of which currently represents one Series A Preference Share.
- F2Each ten (10) Series A Preference Shares may be consolidated and redesignated as one Ordinary Share of the Issuer at any time at the holder's election.
- F3The Series A Preference Shares do not have an expiration date.
- F4The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
- F5Shares are owned directly by Sofinnova Venture Partners VII, L.P. ("SV VII"). James Healy ("Healy"), a director of the issuer, and a managing member of Sofinnova Management VII, L.L.C., the general partner of SV VII, may be deemed to have shared voting and dispositive power over the shares owned by SV VII. Healy disclaims beneficial ownership over the shares owned by SV VII except to the extent of any pecuniary interest therein.