SEC Form 4 · accession 0000896878-17-000186
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Scott D Cook
Officer — Chairman of Exec. Committee · Director
Period of report
Dec 18, 2017
Accepted (ET)
Dec 20, 2017 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Dec 18, 2017 | S | 53,449 | $160.7523 | D | 11,749,928 | I | By Trusts |
| Common StockF4 | Dec 18, 2017 | S | 59,282 | $161.1586 | D | 11,690,646 | I | By Trusts |
| Common StockF2 | Dec 19, 2017 | S | 35,864 | $160.3202 | D | 11,654,782 | I | By Trusts |
| Common StockF5,F6 | Dec 19, 2017 | S | 2,399 | $161.0747 | D | 11,652,383 | I | By Trusts |
| Comon StockF7 | holding | — | — | — | 152,001 | I | By Trusts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transaction effected pursuant to a 10b5-1 trading plan adopted in June 2017.
- F2This transaction was executed in multiple trades ranging from $160.00 to $160.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Includes 12 shares acquired by the reporting person through the Intuit Inc. Employee Stock Purchase Plan.
- F4This transaction was executed in multiple trades ranging from $160.99 to $161.42. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades ranging from $160.99 to $161.22. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6Shares held in trusts as follows: 10,476,176 shares held by the Scott D. Cook and Helen Signe Ostby Family Trust UTA 12/30/93; 43,868 shares held by the Scott D. Cook and Helen Signe Ostby 1994 Charitable Trust UTA 12/30/94; and 1,132,339 shares held by the 2017 Cook-Ostby CRUT.
- F7Shares held in trusts for the benefit of family members, of which the reporting person is not a trustee but retains investment control.