SEC Form 4/A · accession 0000896878-18-000054
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Scott D Cook
Officer — Chairman of Exec. Committee · Director
Period of report
Dec 18, 2017
Accepted (ET)
Mar 28, 2018 · 6:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Dec 18, 2017 | S | 53,449 | $160.7523 | D | 11,749,916 | I | By Trusts |
| Common StockF4,F3 | Dec 18, 2017 | S | 59,282 | $161.1586 | D | 11,690,634 | I | By Trusts |
| Common StockF2,F3 | Dec 19, 2017 | S | 35,864 | $160.3202 | D | 11,654,770 | I | By Trusts |
| Common StockF5,F3,F6 | Dec 19, 2017 | S | 2,399 | $161.0747 | D | 11,652,371 | I | By Trusts |
| Common StockF7 | holding | — | — | — | 152,001 | I | By Trusts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transaction effected pursuant to a 10b5-1 trading plan adopted in June 2017.
- F2This transaction was executed in multiple trades ranging from $160.00 to $160.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3The Form 4 filed 12/20/2017 erroneously included 12 shares acquired by the reporting person through the Intuit Inc. Employee Stock Purchase Plan, which were noted in Footnote 3 to that Form 4. This Form 4/A corrects that report in its entirety, as ownership is overstated by 12 in Column 5 for rows 1 through 4 and Footnote 6.
- F4This transaction was executed in multiple trades ranging from $160.99 to $161.42. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades ranging from $160.99 to $161.22. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6Shares held in trusts as follows: 10,476,164 shares held by the Scott D. Cook and Helen Signe Ostby Family Trust UTA 12/30/93; 43,868 shares held by the Scott D. Cook and Helen Signe Ostby 1994 Charitable Trust UTA 12/30/94; and 1,132,339 shares held by the 2017 Cook-Ostby CRUT.
- F7Shares held in trusts for the benefit of family members, of which the reporting person is not a trustee but retains investment control.