SEC Form 4 · accession 0001209191-19-016070
VAALCO ENERGY INC /DE/ · EGY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Cary M Bounds
Officer — Chief Executive Officer & COO · Director
Period of report
Feb 28, 2019
Accepted (ET)
Mar 4, 2019 · 9:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000894627
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 28, 2019 | F | 15,170 | $2.33 | D | 365,238 | D | |
| Commom Stock | Feb 28, 2019 | A | 85,837 | $2.33 | A | 451,075 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to purchase)F2 | $1.23 | Feb 28, 2019 | A | 162,145 | A | — | Feb 28, 2024 | Common Stock | 162,145 | 162,145 | D |
| Stock Appreciaition RightF1 | $1.23 | Feb 28, 2019 | A | 324,290 | A | — | Feb 28, 2024 | Common Stock | 324,290 | 324,290 | D |
Explanation of responses
- F1Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock.
- F2Employee Stock Options vest in equal installments on February 28, 2020, February 28, 2021 and February 28, 2022.