SEC Form 4/A · accession 0001209191-19-016437
VAALCO ENERGY INC /DE/ · EGY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Cary M Bounds
Officer — Chief Executive Officer & COO · Director
Period of report
Feb 28, 2019
Accepted (ET)
Mar 5, 2019 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000894627
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2019 | F | 13,772 | $2.33 | D | 366,636 | D | |
| Commom Stock | Feb 28, 2019 | A | 85,837 | $2.33 | A | 452,473 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to purchase)F2 | $1.23 | Feb 28, 2019 | A | 162,145 | A | — | Feb 28, 2024 | Common Stock | 162,145 | 162,145 | D |
| Stock Appreciaition RightF3 | $1.23 | Feb 28, 2019 | A | 324,290 | A | — | Feb 28, 2024 | Common Stock | 324,290 | 324,290 | D |
Explanation of responses
- F1Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock.
- F2Employee Stock Options vest in equal installments on February 28, 2020, February 28, 2021 and February 28, 2022.
- F3Stock Appreciation Rights vest in equal installments on February 28, 2020, February 28, 2021 and February 28, 2022.
Remarks
Amendment filed to revise shares withheld for tax withholding obligations upon vesting of restricted stock in initial filing.