SEC Form 4 · accession 0001209191-16-150146
FULL HOUSE RESORTS INC · FLL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Bradley M Tirpak
Director
Period of report
Nov 10, 2016
Accepted (ET)
Nov 15, 2016 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891482
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 10, 2016 | M | 117,447 | $1.30 | A | 661,233 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $1.30 | Nov 10, 2016 | M | 117,447 | A | Oct 7, 2016 | Nov 4, 2016 | Common Stock | 117,447 | 0 | D |