SEC Form 4/A · accession 0001209191-17-026392
FULL HOUSE RESORTS INC · FLL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Bradley M Tirpak
Director
Period of report
Nov 10, 2016
Accepted (ET)
Apr 10, 2017 · 3:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891482
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 10, 2016 | M | 117,450 | $1.30 | A | 661,336 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Subscription Rights (Right to Buy)F1 | $1.30 | Nov 10, 2016 | M | 117,450 | A | Oct 7, 2016 | Nov 4, 2016 | Common Stock | 117,450 | 0 | D |
Explanation of responses
- F1A total of three shares were omitted from the reporting person's original Form 4.