SEC Form 4 · accession 0001209191-15-004954
MRV COMMUNICATIONS INC · MRVC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lloyd I Miller III
Other
Period of report
Jan 15, 2015
Accepted (ET)
Jan 20, 2015 · 2:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887969
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 15, 2015 | S | 47,400 | $11.00 | D | 7,402 | I | By LIMFAM LLC |
| Common StockF1 | holding | — | — | — | 580,271 | I | By Trust A-4 - Lloyd I. Miller | |
| Common StockF1 | holding | — | — | — | 2,366 | I | By AMIL of Ohio, LLC | |
| Common StockF1 | holding | — | — | — | 45,150 | I | By Trust C - Lloyd I. Miller | |
| Common StockF1 | holding | — | — | — | 14,575 | I | By Trust D - Lloyd I. Miller | |
| Common StockF1 | holding | — | — | — | 3,833 | I | By Lloyd I. Miller, III, Co-Trustee GST Lloyd A. Crider | |
| Common StockF1,F2 | holding | — | — | — | 1,269 | I | See Footnote no. 2 | |
| Common StockF1 | holding | — | — | — | 2,160 | I | By Lloyd I. Miller, III, Trustee GST Catherine C. Miller | |
| Common StockF1 | holding | — | — | — | 55 | I | By Lloyd I. Miller, IRA | |
| Common StockF1 | holding | — | — | — | 3,800 | I | By Lloyd I. Miller, IV brokerage account | |
| Common StockF1 | holding | — | — | — | 36,250 | I | By Milfam II L.P. | |
| Common StockF1 | holding | — | — | — | 6,000 | I | By Milfam LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
- F2By Lloyd I. Miller, III, co-trustee with Kimberly S. Miller f/b/o Lloyd I. Miller IV and Alexandra B. Miller