SEC Form 4 · accession 0001209191-19-010089
CENTRAL GARDEN & PET CO · CENT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
George C Roeth
Officer — President and CEO · Director
Period of report
Feb 13, 2019
Accepted (ET)
Feb 14, 2019 · 3:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887733
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 13, 2019 | A | 44,120 | $0.00 | A | 113,388 | D | |
| Class A Common StockF2 | Feb 13, 2019 | A | 25,575 | $0.00 | A | 138,963 | D | |
| UnitsF3 | holding | — | — | — | 405 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4,F5 | $27.20 | Feb 12, 2019 | A | 101,080 | A | — | Feb 13, 2025 | Class A Common Stock | 101,080 | 101,080 | D |
Explanation of responses
- F1The restricted shares are granted pursuant to the Company's 2003 Omnibus Equity Incentive Plan and shall vest in tw0 annual increments of 50% beginning on February 13, 2024.
- F2The restricted shares are granted pursuant to the Company's 2003 Omnibus Equity Incentive Plan and shall vest in four annual increments of 25% beginning on February 13, 2020.
- F3The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.
- F4Stock options granted under the Company's 2003 Omnibus Equity Incentive Plan, as amended.
- F5The options shall vest in four annual increments of 25% beginning on February 13, 2020.