SEC Form 4/A · accession 0001209191-19-017306
CENTRAL GARDEN & PET CO · CENT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
George C Roeth
Officer — President and CEO · Director
Period of report
Feb 13, 2019
Accepted (ET)
Mar 6, 2019 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887733
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 13, 2019 | A | 44,120 | $0.00 | A | 113,388 | D | |
| Class A Common StockF2,F3 | Feb 13, 2019 | A | 27,575 | $0.00 | A | 140,963 | D | |
| UnitsF4 | holding | — | — | — | 405 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F5,F6,F7 | $27.20 | Feb 13, 2019 | A | 101,080 | A | — | Feb 13, 2025 | Class A Common Stock | 101,080 | 101,080 | D |
Explanation of responses
- F1The restricted shares are granted pursuant to the Company's 2003 Omnibus Equity Incentive Plan and shall vest in two annual increments of 50% beginning on February 13, 2024.
- F2The restricted shares are granted pursuant to the Company's 2003 Omnibus Equity Incentive Plan and shall vest in four annual increments of 25% beginning on February 13, 2020.
- F3The purpose of this amendment to the Form 4 filed on February 14, 2019 with the U.S. Securities and Exchange Commission is to correct the number of shares of Class A Common Stock beneficially owned by Mr. Roeth following the Reported Transaction.
- F4The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.
- F5The purpose of this amendment to the Form 4 filed on February 14, 2019 with the U.S. Securities and Exchange Commission is to correct the Transaction Date of the Stock Option (Right to Buy) awarded to Mr. Roeth.
- F6Stock options granted under the Company's 2003 Omnibus Equity Incentive Plan, as amended.
- F7The options shall vest in four annual increments of 25% beginning on February 13, 2020.