SEC Form 4 · accession 0001193805-15-000914
GULF RESOURCES, INC. · GURE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Shitong Jiang
Director
Period of report
Jun 9, 2015
Accepted (ET)
Jun 11, 2015 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000885462
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0005 per shareF1 | Jun 9, 2015 | C | 67,392 | $1.06 | A | 67,392 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0005 per shareF2 | $1.06 | Jun 9, 2015 | F | 12,500 | D | May 7, 2013 | May 6, 2016 | Common Stock | 12,500 | 25,000 | D |
Explanation of responses
- F1Represents shares issued on June 9, 2015 upon the cashless exercise of an option to purchase 12,500 shares of Common Stock at an exercise price of $1.22 per share using a fair market value of the Issuer's stock of $2.3 on June 8, 2015.
- F2Represents the cashless exercise of an option to purchase shares of Common Stock at an exercise price of $1.22 per share using a fair market value of $2.3 on June 8, 2015.