SEC Form 4/A · accession 0001193805-15-001014
GULF RESOURCES, INC. · GURE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Shitong Jiang
Director
Period of report
Jun 9, 2015
Accepted (ET)
Jun 18, 2015 · 9:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000885462
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0005 per shareF1 | Jun 9, 2015 | C | 6,740 | $1.06 | A | 6,740 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0005 per shareF2 | $1.06 | Jun 9, 2015 | F | 12,500 | D | May 7, 2013 | May 6, 2016 | Common Stock | 12,500 | 37,500 | D |
Explanation of responses
- F1Represents shares issued on June 9, 2015 upon the cashless exercise of an option to purchase 12,500 shares of Common Stock at an exercise price of $1.06 per share using a fair market value of the Issuer's stock of $2.3 on June 8, 2015.
- F2Represents the cashless exercise of an option to purchase shares of Common Stock at an exercise price of $1.22 per share using a fair market value of $2.3 on June 8, 2015.