SEC Form 4 · accession 0001209191-15-033605
ANCHOR BANCORP WISCONSIN INC · ABCW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Martin S. Friedman
Director
Period of report
Mar 31, 2015
Accepted (ET)
Apr 10, 2015 · 7:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000885322
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 22, 2014 | A | 576 | $34.73 | A | 5,576 | D | |
| Common StockF2,F3 | holding | — | — | — | 48,500 | I | See Footnotes | |
| Common StockF2,F3 | holding | — | — | — | 802,966 | I | See Footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of restricted stock that vests on March 31, 2016.
- F2Martin S. Friedman (the "Reporting Person") is the managing member of FJ Capital Management LLC, which is (i) the managing member of Financial Opportunity Fund LLC (formerly FJ Capital Long/Short Equity Fund LLC) ("Financial Fund"), which holds 48,500 of the shares of Issuer reported herein and (ii) the sub-investment advisor of Bridge Equities III, LLC ("Bridge"), which holds 802,966 of the shares of the Issuer (together with the shares held by Financial Fund, the "Shares").
- F3Because of the Reporting Person's relationship to Financial Fund and Bridge, the Reporting Person may be deemed to beneficially own the Shares to the extent of the greater of his direct or indirect pecuniary interest in the profits or capital accounts of each of Financial Fund and Bridge. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any Shares beneficially owned in excess of his pecuniary interest.