SEC Form 4 · accession 0001127602-15-027701
ARIAD PHARMACEUTICALS INC · ARIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harvey J M D Berger
Officer — Chairman & CEO · Director
Period of report
Sep 24, 2015
Accepted (ET)
Sep 28, 2015 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884731
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 24, 2015 | M | 47,500 | $0.00 | A | 1,413,992 | D | |
| Common Stock | holding | — | — | — | 246,054 | I | Daughter | |
| Common Stock | holding | — | — | — | 248,745 | I | Daughter | |
| Common StockF2 | holding | — | — | — | 1,864,286 | I | Ocean Capital Partners, Llc | |
| Common Stock | holding | — | — | — | 245,251 | I | Wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance stock unitF3,F4 | — | Sep 24, 2015 | A | 95,000 | A | — | — | Common Stock | 95,000 | 95,000 | D |
| Performance stock unitF3,F4 | — | Sep 24, 2015 | M | 47,500 | D | — | — | Common Stock | 47,500 | 47,500 | D |
Explanation of responses
- F1Shares were acquired upon vesting of performance stock units awarded on March 19, 2013.
- F2The reporting person is a managing member of this LLC.
- F3Each performance stock unit represents a right to receive one share of ARIAD common stock.
- F4The performance stock units vest as to 50% of the award on 9/24/2015 and 50% of the award on 9/24/2016.