SEC Form 4 · accession 0001127602-15-012775
ARIAD PHARMACEUTICALS INC · ARIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harvey J M D Berger
Officer — Chairman & CEO · Director
Period of report
Mar 26, 2015
Accepted (ET)
Mar 30, 2015 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884731
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 26, 2015 | M | 26,454 | $7.56 | A | 1,347,108 | D | |
| Common Stock | Mar 26, 2015 | F | 24,479 | $8.17 | D | 1,322,629 | D | |
| Common Stock | Mar 26, 2015 | M | 12,544 | $7.56 | A | 1,335,173 | D | |
| Common Stock | Mar 26, 2015 | M | 111,002 | $7.56 | A | 1,446,175 | D | |
| Common Stock | Mar 26, 2015 | F | 102,715 | $8.17 | D | 1,343,460 | D | |
| Common Stock | holding | — | — | — | 246,054 | I | Daughter | |
| Common Stock | holding | — | — | — | 248,745 | I | Daughter | |
| Common StockF3 | holding | — | — | — | 1,864,286 | I | Ocean Capital Partners, Llc | |
| Common Stock | holding | — | — | — | 245,251 | I | Wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $7.56 | Mar 26, 2015 | M | 26,454 | D | Oct 4, 2006 | Oct 4, 2015 | Common Stock | 26,454 | 0 | D |
| Employee Stock Option (Right to Buy) | $7.56 | Mar 26, 2015 | M | 12,544 | D | Oct 4, 2006 | Oct 4, 2015 | Common Stock | 12,544 | 0 | D |
| Employee Stock Option (Right to Buy) | $7.56 | Mar 26, 2015 | M | 111,002 | D | Oct 4, 2006 | Oct 4, 2015 | Common Stock | 111,002 | 0 | D |
Explanation of responses
- F1Shares were acquired upon the exercise of outstanding stock options at $7.56 per share.
- F2Represents shares withheld to pay for the exercise cost related to the exercise of outstanding options and to satisy withholding tax requirements.
- F3The reporting person is a managing member of this LLC.