SEC Form 4 · accession 0001127602-15-012360
ARIAD PHARMACEUTICALS INC · ARIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maria E Cantor
Officer — SVP, Corporate Affairs and HR
Period of report
Mar 19, 2015
Accepted (ET)
Mar 23, 2015 · 6:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884731
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 19, 2015 | M | 6,500 | $0.00 | A | 106,629 | D | |
| Common Stock | Mar 19, 2015 | M | 7,875 | $3.08 | A | 114,504 | D | |
| Common Stock | Mar 19, 2015 | S | 7,875 | $9.00 | D | 106,629 | D | |
| Common Stock | Mar 19, 2015 | S | 1,471 | $9.00 | D | 105,158 | D | |
| Common StockF4 | Mar 20, 2015 | S | 3,575 | $8.8466 | D | 101,583 | D | |
| Common Stock | Mar 20, 2015 | M | 7,333 | $0.00 | A | 108,916 | D | |
| Common StockF4 | Mar 23, 2015 | S | 4,033 | $8.5523 | D | 104,881 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF6,F7 | — | Mar 19, 2015 | M | 6,500 | D | — | — | Common Stock | 6,500 | 6,500 | D |
| Employee Stock Option (Right to Buy)F8 | $3.08 | Mar 19, 2015 | M | 7,875 | D | — | Sep 11, 2018 | Common Stock | 7,875 | 23,625 | D |
| Restricted Stock UnitsF6,F9 | — | Mar 20, 2015 | M | 7,333 | D | — | — | Common Stock | 7,333 | 0 | D |
Explanation of responses
- F1Shares were acquired upon vesting of restricted stock units awarded on March 19, 2013.
- F2Shares were acquired upon the exercise of outstanding stock options at $3.08 per share.
- F3This sale was effected pursuant to a 10b5-1 trading plan.
- F4Represents shares sold to satisfy withholding tax requirements, pursuant to a Rule 10b5-1 trading plan.
- F5Shares were acquired upon vesting of restricted stock units awarded on March 20, 2012.
- F6Each restricted stock unit represents a right to receive one share of ARIAD common stock.
- F7Restricted Stock Units vest as to 33-1/3% of the award on each of March 19, 2014, March 19, 2015 and March 19, 2016
- F8Options vest 25% per year on each September 11, of 2009, 2010, 2011 and 2012.
- F9Restricted Stock Units vest as to 33-1/3% of the award on March 20, 2013, March 20, 2014 and March 20, 2015.