SEC Form 4 · accession 0001127602-15-012337
ARIAD PHARMACEUTICALS INC · ARIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy P Clackson
Officer — President, R&D, CSO
Period of report
Mar 19, 2015
Accepted (ET)
Mar 23, 2015 · 5:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884731
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 19, 2015 | M | 10,833 | $0.00 | A | 439,065 | D | |
| Common Stock | Mar 19, 2015 | M | 20,657 | $7.56 | A | 460,971 | D | |
| Common Stock | Mar 19, 2015 | S | 20,657 | $9.00 | D | 440,314 | D | |
| Common StockF3 | Mar 20, 2015 | S | 5,417 | $8.8443 | D | 433,648 | D | |
| Common Stock | Mar 23, 2015 | M | 13,333 | $0.00 | A | 446,981 | D | |
| Common StockF3 | Mar 23, 2015 | S | 6,667 | $8.552 | D | 440,314 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF6,F7 | — | Mar 19, 2015 | M | 10,833 | D | — | — | Common Stock | 10,833 | 10,833 | D |
| Employee Stock Option (Right to Buy) | $7.56 | Mar 19, 2015 | M | 20,657 | D | Oct 4, 2006 | Oct 4, 2015 | Common Stock | 20,657 | 0 | D |
| Restricted Stock UnitsF6,F8 | — | Mar 23, 2015 | M | 13,333 | D | — | — | Common Stock | 13,333 | 0 | D |
Explanation of responses
- F1Shares were acquired upon vesting of restricted stock units awarded on March 19, 2013.
- F2Shares were acquired upon the exercise of outstanding stock options at $7.56 per share.
- F3Represents shares sold to satisfy withholding tax requirements, pursuant to a Rule 10b5-1 trading plan.
- F4Shares were acquired upon vesting of restricted stock units awarded on March 20, 2012.
- F5Shares were acquired upon the exercise of outstanding stock options at $9.00 per share.
- F6Each restricted stock unit represents a right to receive one share of ARIAD common stock.
- F7Restricted Stock Units vest as to 33-1/3% of the award on each of March 19, 2014, March 19, 2015 and March 19, 2016
- F8Restricted Stock Units vest as to 33-1/3% of the award on March 20, 2013, March 20, 2014 and March 20, 2015.