SEC Form 4 · accession 0001209191-15-006249
UGI CORP /PA/ · UGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Bradley C Hall
Officer — VP New Business Development
Period of report
Jan 21, 2015
Accepted (ET)
Jan 23, 2015 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884614
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| UGI Common Stock | Jan 21, 2015 | M | 10,500 | $0.00 | A | 85,743 | D | |
| UGI Common Stock | Jan 21, 2015 | F | 3,356 | $37.98 | D | 82,387 | D | |
| UGI Common Stock | holding | — | — | — | 19,790 | I | 401(k) Plan | |
| UGI Common Stock | holding | — | — | — | 7,875 | I | By Family Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance UnitsF2,F3 | $0.00 | Jan 21, 2015 | M | 10,500 | D | — | Dec 31, 2014 | UGI Common Stock | 10,500 | 0 | D |
Explanation of responses
- F1The shares were withheld by the issuer to satisfy the officer's income tax liability associated with the vesting of awards made in 2012.
- F2This number reflects the September 5, 2014 3-for-2 stock split.
- F3Effective January 1, 2012, the reporting person was granted Performance Units under the UGI Corporation 2004 Omnibus Plan. Each Performance Unit represents the right of the recipient to receive a share of Common Stock or an amount based on the value of a share of Common Stock, if specified performance goals and other conditions are met.