SEC Form 4/A · accession 0001209191-15-006511
UGI CORP /PA/ · UGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Bradley C Hall
Officer — VP New Business Development
Period of report
Jan 21, 2015
Accepted (ET)
Jan 26, 2015 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884614
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| UGI Common Stock | Jan 21, 2015 | M | 10,500 | $0.00 | A | 85,743 | D | |
| UGI Common Stock | Jan 21, 2015 | F | 3,356 | $37.98 | D | 82,387 | D | |
| UGI Common Stock | holding | — | — | — | 19,790 | I | 401(k) Plan | |
| UGI Common StockF2 | holding | — | — | — | 5,250 | I | By Family Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance UnitsF3,F4 | $0.00 | Jan 21, 2015 | M | 10,500 | D | — | Dec 31, 2014 | UGI Common Stock | 10,500 | 0 | D |
Explanation of responses
- F1The shares were withheld by the issuer to satisfy the officer's income tax liability associated with the vesting of awards made in 2012.
- F2The reporting person is amending the Form 4 originally filed to correct an administrative error in the number of securities held by the reporting person.
- F3This number reflects the September 5, 2014 3-for-2 stock split.
- F4Effective January 1, 2012, the reporting person was granted Performance Units under the UGI Corporation 2004 Omnibus Equity Compensation Plan. Each Performance Unit represents the right of the recipient to receive a share of Common Stock or an amount based on the value of a share of Common Stock, if specified performance goals and other conditions are met.