SEC Form 4 · accession 0001127602-16-046810
Fossil Group, Inc. · FOSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Dennis R Secor
Officer — Executive V.P. and CFO
Period of report
Mar 15, 2016
Accepted (ET)
Mar 17, 2016 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883569
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 15, 2016 | A | 9,378 | $0.00 | A | 76,830 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF3 | $47.99 | Mar 15, 2016 | A | 17,634 | A | Mar 15, 2017 | Mar 15, 2024 | Common Stock | 17,634 | 17,634 | D |
| Stock Appreciation Right | $101.635 | holding | — | — | — | Jan 15, 2014 | Jan 15, 2021 | Common Stock | 6,310 | 6,310 | D |
| Stock Appreciation Right | $113.04 | holding | — | — | — | Mar 15, 2015 | Mar 15, 2022 | Common Stock | 11,469 | 11,469 | D |
| Stock Appreciation Right | $80.215 | holding | — | — | — | Mar 15, 2016 | Mar 15, 2023 | Common Stock | 10,275 | 10,275 | D |
Explanation of responses
- F1Restricted Stock Units that shall become vested and convertible into shares of Common Stock as to 1/3 on 3/15/17; as to 1/3 on 3/15/18; and as to 1/3 on 3/15/19, cumulatively.
- F2After giving effect to the grant of restricted stock units reported herein, includes 69,586 restricted stock units.
- F3Not applicable.