SEC Form 4/A · accession 0001127602-16-049082
Fossil Group, Inc. · FOSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Dennis R Secor
Officer — Executive V.P. and CFO
Period of report
Mar 15, 2016
Accepted (ET)
Apr 8, 2016 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883569
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 15, 2016 | A | 9,378 | $0.00 | A | 76,830 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF3,F4 | $47.99 | Mar 15, 2016 | A | 17,634 | A | Mar 15, 2017 | Mar 15, 2024 | Common Stock | 17,634 | 17,634 | D |
| Stock Appreciation Right | $101.635 | holding | — | — | — | Jan 15, 2014 | Jan 15, 2021 | Common Stock | 6,310 | 6,310 | D |
| Stock Appreciation Right | $113.04 | holding | — | — | — | Mar 15, 2015 | Mar 15, 2022 | Common Stock | 11,469 | 11,469 | D |
| Stock Appreciation Right | $80.215 | holding | — | — | — | Mar 15, 2016 | Mar 15, 2023 | Common Stock | 10,275 | 10,275 | D |
| Stock Appreciation Right | $36.725 | holding | — | — | — | Dec 22, 2016 | Dec 22, 2023 | Common Stock | 21,740 | 21,740 | D |
Explanation of responses
- F1Exercisable as to 1/3 on 3/15/17; as to 1/3 on 3/15/18; and as to 1/3 on 3/15/19, cumulatively.
- F2After giving effect to the grant of Restricted Stock Units reported herein, consists of 68,585 Restricted Stock Units.
- F3Vests 1/3 each year over 3 years following the grant date
- F4Not applicable.