SEC Form 4 · accession 0001123292-16-002802
VIVUS INC · VVUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Santosh T Varghese
Officer — Chief Medical Officer · 10% Owner
Period of report
Oct 1, 2016
Accepted (ET)
Oct 4, 2016 · 7:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000881524
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 1, 2016 | S | 356 | $1.14 | D | 88,610 | D | |
| Common StockF2 | Oct 1, 2016 | S | 354 | $1.14 | D | 88,256 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sold to pay the tax liability resulting from the vesting of 925 restricted stock units granted on January 28, 2014.
- F2Sold to pay the tax liability resulting from the vesting of 919 restricted stock units granted on January 23, 2015.