SEC Form 4 · accession 0001123292-15-001294
VIVUS INC · VVUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark K Oki
Officer — Chief Financial Officer & CAO
Period of report
Oct 30, 2015
Accepted (ET)
Nov 3, 2015 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000881524
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $1.26 | Oct 30, 2015 | A | 225,000 | A | — | Oct 30, 2022 | Common Stock | 225,000 | 225,000 | D |
Explanation of responses
- F1One-fourth (1/4th) of the total number of shares subject to the option shall vest and become exercisable on October 19, 2016, and an additional one forty-eighth (1/48th) of the total number of shares subject to the option shall become exercisable on the 19th of each month thereafter, subject to such individual continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) on the relevant vesting dates.