SEC Form 4 · accession 0001123292-15-001283
VIVUS INC · VVUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jorge Plutzky M.D.
Director
Period of report
Oct 30, 2015
Accepted (ET)
Nov 3, 2015 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000881524
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $1.26 | Oct 30, 2015 | A | 25,000 | A | — | Oct 30, 2022 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1One twelfth (1/12th) of the total number of shares subject to the option shall vest and become exercisable on the 30th of each month following October 30, 2015, subject to such individual continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) on the relevant vesting dates.