SEC Form 4 · accession 0001123292-15-001059
VIVUS INC · VVUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Seth H.Z. Fischer
Officer — Chief Executive Officer · Director
Period of report
Aug 3, 2015
Accepted (ET)
Aug 5, 2015 · 9:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000881524
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 3, 2015 | A | 117,000 | $0.00 | A | 186,080 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of VIVUS, Inc. common stock.
- F2The restricted stock units vest according to the following schedule: 50% of the total restricted stock units vest on July 31, 2016 with the remainder vesting on December 31, 2016.