SEC Form 4 · accession 0001104659-15-042152
VIVUS INC · VVUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Herm Rosenman
Director
Period of report
May 27, 2015
Accepted (ET)
May 29, 2015 · 8:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000881524
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $2.53 | May 27, 2015 | A | 25,000 | A | — | May 27, 2022 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1One twelfth (1/12th) of the total number of shares subject to the option become exercisable on the 12th of each month following September 12, 2014.