SEC Form 4 · accession 0000872248-16-000204
PETROQUEST ENERGY INC · PQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
E Wayne Nordberg
Director
Period of report
Feb 17, 2016
Accepted (ET)
Oct 3, 2016 · 3:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000872248
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 17, 2016 | P$0 | 500 | $0.00 | A | 89,213 | D | |
| Common StockF3 | Sep 27, 2016 | P$0 | 967 | $0.00 | A | 90,180 | D | |
| Common StockF1,F2,F4 | Feb 17, 2016 | P$0 | 2,000 | $0.00 | A | 35,725 | I | By IRA FBO E. Wayne Nordberg, Pershing LLC as Custodian Rollover Account |
| Common StockF3,F4 | Sep 27, 2016 | P$0 | 3,900 | $0.00 | A | 39,625 | I | By IRA FBO E. Wayne Nordberg, Pershing LLC as Custodian Rollover Account |
| Common StockF1,F2 | Feb 17, 2016 | P$0 | 1,000 | $0.00 | A | 17,238 | I | By Olivia S. Nordberg Trust |
| Common StockF3 | Sep 27, 2016 | P$0 | 1,950 | $0.00 | A | 19,188 | I | By Olivia S. Nordberg Trust |
| Common Stock | holding | — | — | — | 17,515 | I | By wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The number of shares acquired and the number of shares beneficially owned following the reported transaction have been adjusted to reflect the one for four reverse split of the common stock effective May 18, 2016.
- F2These shares were received in exchange for the issuer's 10% senior notes 2017 in an issuer exchange offer.
- F3These shares were received in exchange for the issuer's 10% second lien senior secured notes due 2021 in an issuer exchange offer.
- F4Previously reported as beign held by Delaware Charter Charter FBO Wayne Nordberg R/O IRA. In addition, the reporting person no longer has a reportable benefical interest in 19,988 shares owned by the Anna & Samuel Nordber Trust and included in the reporting person's prior ownership reports.