SEC Form 4/A · accession 0000872248-16-000206
PETROQUEST ENERGY INC · PQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
E Wayne Nordberg
Director
Period of report
Feb 17, 2016
Accepted (ET)
Oct 4, 2016 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000872248
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 17, 2016 | P$0 | 500 | $0.00 | A | 89,250 | D | |
| Common StockF4,F3 | Sep 27, 2016 | P$0 | 967 | $0.00 | A | 90,217 | D | |
| Common StockF1,F2,F5 | Feb 17, 2016 | P$0 | 2,000 | $0.00 | A | 35,725 | I | By IRA FBO E. Wayne Nordberg, Pershing LLC as Custodian Rollover Account |
| Common StockF4,F5 | Sep 27, 2016 | P$0 | 3,900 | $0.00 | A | 39,625 | I | By IRA FBO E. Wayne Nordberg, Pershing LLC as Custodian Rollover Account |
| Common StockF1,F2 | Feb 17, 2016 | P$0 | 1,000 | $0.00 | A | 17,238 | I | By Olivia S. Nordberg Trust |
| Common StockF4 | Sep 27, 2016 | P$0 | 1,950 | $0.00 | A | 19,188 | I | By Olivia S. Nordberg Trust |
| Common StockF6 | holding | — | — | — | 17,500 | I | By wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The number of shares acquired and the number of shares beneficially owned following the reported transaction have been adjusted to reflect the one for four reverse split of the common stock effective May 18, 2016.
- F2These shares were received in exchange for the issuer's 10% senior notes 2017 in an issuer exchange offer.
- F3These amounts were erroneously reported as 89,213 and 90,180 shares, respectively, on the original Form 4.
- F4These shares were received in exchange for the issuer's 10% second lien senior secured notes due 2021 in an issuer exchange offer.
- F5Previously reported as being held by Delaware Charter FBO Wayne Nordberg R/O IRA. In addition, the reporting person no longer has a reportable beneficial interest in 19,988 shares owned by the Anna & Samuel Nordberg Trust and included in the reporting person's prior ownership reports
- F6The reporting person no longer has a reportable beneficial interest in 15 shares owned by Janet Mavec Custodian FBO Akash Mavec, UBMA.