SEC Form 4 · accession 0001209191-16-111996
NUMEREX CORP /PA/ · NMRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Singer
Director
Period of report
Apr 1, 2016
Accepted (ET)
Apr 4, 2016 · 1:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000870753
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, no par valueF1 | Apr 1, 2016 | P | 7,200 | $5.9997 | A | 1,256,801 | I | By: VIEX Special Opportunities Fund II |
| Class A Common Stock, no par valueF2 | Apr 1, 2016 | P$0 | 0 | $0.00 | A | 399,837 | I | By: VIEX Opportunities Fund, LP - Series One |
| Class A Common Stock, no par valueF3 | Apr 1, 2016 | P$0 | 0 | $0.00 | A | 221,649 | I | By: VIEX Special Opportunities Fund III, LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired directly by VIEX Special Opportunities Fund II, LP ("VSO II"). Mr. Singer, by virtue of his position as managing member of VIEX Special Opportunities GP II, LLC ("VSO GP II"), the general partner of VSO II, and VIEX Capital, the investment manager of VSO II, may be deemed to beneficially own the shares owned directly by VSO II for purposes of Section 16. Mr. Singer expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F2Shares owned directly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP. Mr. Singer, by virtue of his position as managing member of VIEX GP, LLC ("VIEX GP"), the general partner of Series One, and VIEX Capital Advisors, LLC, ("VIEX Capital"), the investment manager of Series One, may be deemed to beneficially own the shares owned directly by Series One for purposes of Section 16. Mr. Singer expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F3Shares owned directly by VIEX Special Opportunities Fund III, LP (VSO III"). Mr. Singer, by virtue of his position as managing member of VIEX Special Opportunities GP III, LLC ("VSO GP III"), the general partner of VSO III, and VIEX Capital, the investment manager of VSO III, may be deemed to beneficially own the shares owned directly by VSO III for purposes of Section 16. Mr. Singer expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.