SEC Form 4 · accession 0001209191-16-137964
Neonode Inc. · NEON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Bjorn Thomas Eriksson
Officer — President and CEO · Director
Period of report
Aug 17, 2016
Accepted (ET)
Aug 19, 2016 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000087050
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 17, 2017 | P | 213,676 | $1.17 | A | 2,121,062 | I | by Wirelesstoys Sweden AB |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Purchase WarrantF2 | $1.12 | Aug 17, 2016 | P | 106,838 | A | Feb 17, 2017 | Feb 17, 2022 | Common Stock | 106,838 | 106,838 | I |
Explanation of responses
- F1On August 17, 2016, Wirelesstoys Sweden AB, an entity beneficially owned by Mr. Eriksson, acquired 213,676 shares of Neonode common stock, and a warrant to purchase 106,838 additional shares of Neonode common stock, as part of a private placement by Neonode to investors.
- F2The value of the Purchase Warrant is included in the $1.17 purchase price for the 213,676 shares of Neonode common stock reported in Table I.