SEC Form 4/A · accession 0001209191-16-137996

Neonode Inc. · NEON

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Officer — President and CEO · Director

Period of report

Aug 17, 2016

Accepted (ET)

Aug 19, 2016 · 5:38 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000087050

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Aug 17, 2016	P	213,676	$1.17	A	2,121,062	I	by Wirelesstoys Sweden AB

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Purchase Warrant^F2	$1.12	Aug 17, 2016	P	106,838	A	Feb 17, 2017	Feb 17, 2022	Common Stock	106,838	106,838	I

F1On August 17, 2016, Wirelesstoys Sweden AB, an entity beneficially owned by Mr. Eriksson, acquired 213,676 shares of Neonode common stock, and a Purchase Warrant to acquire 106,838 additional shares of Neonode common stock, as part of a private placement by Neonode to investors.
F2The value of the Purchase Warrant is included in the $1.17 purchase price for the 213,676 shares of Neonode common stock reported in Table I.

This amendment corrects a typographical error in Table 1 Box 2 regarding the year of the transaction.