SEC Form 4 · accession 0001493152-15-005937
ProPhase Labs, Inc. · PRPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Mark S Leventhal
Director
Period of report
Nov 27, 2015
Accepted (ET)
Nov 30, 2015 · 8:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868278
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0005F1 | Nov 27, 2015 | A | 13,300 | $1.55 | A | 881,032 | D | |
| Common Stock, par value $0.0005F2 | Nov 30, 2015 | A | 948 | $1.48 | A | 881,980 | D | |
| Common Stock, par value $0.0005F3 | holding | — | — | — | — | I | By Mark S & Donna R Leventhal Family Foundation Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.50 to $1.56, inclusive.
- F2These shares were purchased in a single transaction at a price of $1.48.
- F3The reporting person and his wife control the Mark S & Donna R Leventhal Family Foundation Inc., a charitable foundation. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.