SEC Form 4/A · accession 0001493152-15-006115
ProPhase Labs, Inc. · PRPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Mark S Leventhal
Director
Period of report
Nov 27, 2015
Accepted (ET)
Dec 8, 2015 · 11:30 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868278
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0005F2 | Nov 27, 2015 | P | 13,300 | $1.55 | A | 881,032 | D | |
| Common Stock, par value $0.0005F3 | Nov 30, 2015 | P | 948 | $1.48 | A | 881,980 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amended filing is being made to change the transaction code from the original "A" designation to a "P" designation to align with the description of the transactions disclosed in the original Form 4 filings as filed on November 30, 2015.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.50 to $1.56, inclusive.
- F3These shares were purchased in a single transaction at a price of $1.48.