SEC Form 4 · accession 0001104659-15-009065
Northrop Grumman Innovation Systems, Inc. · OA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
David W Thompson
Officer — President & CEO · Director
Period of report
Feb 9, 2015
Accepted (ET)
Feb 11, 2015 · 9:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866121
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 9, 2015 | A | 108,504 | — | A | 108,504 | D | |
| Common StockF2 | Feb 10, 2015 | F | 3,348 | $61.81 | D | 105,156 | D | |
| Common StockF3 | Feb 9, 2015 | A | 10,147 | — | A | 10,147 | I | By Spouse |
| Common StockF3 | Feb 9, 2015 | A | 2,290 | — | A | 2,290 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 50,907 shares of common stock acquired pursuant to the Transaction Agreement among Alliant Techsystems, Inc. (renamed Orbital ATK, Inc.) ("Orbital ATK"), Vista Merger Sub Inc., Vista Outdoor Inc. (formerly known as Vista SpinCo Inc.) and Orbital Sciences Corporation ("Orbital") (the "Transaction Agreement"), pursuant to which each share of Orbital common stock was converted into 0.449 shares of Orbital ATK common stock and cash payable in lieu of fraction shares of Orbital ATK common stock; and 57,597 Restricted Stock Units acquired pursuant to the Transaction Agreement whereby each Restricted Stock Unit of Orbital was converted into 0.449 Restricted Stock Units of Orbital ATK with the same vesting schedule. The market value of Orbital ATK common stock is $63.94 per share based on the opening price per share of Orbital ATK common stock on the first day of trading following the Merger (as defined in the Transaction Agreement).
- F2Represents 3,348 shares forfeited to meet tax withholding obligation in connection with the vesting of a previous grant of Restricted Stock Units.
- F3Acquired pursuant to Transaction Agreement, pursuant to which each share of Orbital common stock was converted into 0.449 shares of Orbital ATK common stock and cash payable in lieu of fractional shares of Orbital ATK common stock. The market value of Orbital ATK common stock is $63.94 per share based on the opening price per share of Orbital ATK common stock on the first day of trading following the Merger (as defined in the Transaction Agreement).