SEC Form 4 · accession 0000865436-17-000096
WHOLE FOODS MARKET INC · WFM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Juan Nunez
Officer — Regional President
Period of report
May 18, 2017
Accepted (ET)
May 18, 2017 · 3:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000865436
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 18, 2017 | M | 502 | $31.25 | A | 5,746 | D | |
| Common Stock | May 18, 2017 | S | 502 | $31.25 | D | 5,244 | D | |
| Common Stock | May 18, 2017 | M | 9,000 | $31.25 | A | 14,244 | D | |
| Common Stock | May 18, 2017 | S | 9,000 | $31.25 | D | 5,244 | D | |
| Common Stock | May 18, 2017 | M | 5,000 | $20.42 | A | 10,244 | D | |
| Common Stock | May 18, 2017 | S | 5,000 | $20.42 | D | 5,244 | D | |
| Common StockF1 | holding | — | — | — | 20 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $20.42 | May 18, 2017 | M | 5,000 | D | — | May 14, 2017 | Common Stock | 5,000 | 10,400 | D |
| Non-Qualified Stock Option (right to buy)F3 | $31.25 | May 18, 2017 | M | 502 | D | — | May 13, 2018 | Common Stock | 502 | 0 | D |
| Non-Qualified Stock Option (right to buy)F4 | $31.25 | May 18, 2017 | M | 9,000 | D | — | May 13, 2018 | Common Stock | 9,000 | 0 | D |
Explanation of responses
- F1Balance of 401(k) shares is based on a plan statement dated as of April 30, 2017.
- F2The option, representing a right to purchase 20,000 shares, is exercisable in nine equal annual installments beginning on May 14, 2011, which was the first anniversary of the date on which the option was granted.
- F3The option, representing a right to purchase 502 shares, is exercisable in four equal annual installments beginning on May 13, 2012, which was the first anniversary of the date on which the option was granted.
- F4The option, representing a right to purchase 9,000 shares, is exercisable in four equal annual installments beginning on May 13, 2012, which was the first anniversary of the date on which the option was granted.