SEC Form 4/A · accession 0000865436-17-000102
WHOLE FOODS MARKET INC · WFM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Juan Nunez
Officer — Regional President
Period of report
May 18, 2017
Accepted (ET)
May 19, 2017 · 2:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000865436
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 18, 2017 | M | 502 | $31.25 | A | 5,746 | D | |
| Common StockF1 | May 18, 2017 | S | 502 | $36.25 | D | 5,244 | D | |
| Common Stock | May 18, 2017 | M | 9,000 | $31.25 | A | 14,244 | D | |
| Common StockF1 | May 18, 2017 | S | 9,000 | $36.25 | D | 5,244 | D | |
| Common Stock | May 18, 2017 | M | 5,000 | $20.42 | A | 10,244 | D | |
| Common StockF1 | May 18, 2017 | S | 5,000 | $36.25 | D | 5,244 | D | |
| Common StockF2 | holding | — | — | — | 20 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $20.42 | May 18, 2017 | M | 5,000 | D | — | May 14, 2017 | Common Stock | 5,000 | 10,400 | D |
| Non-Qualified Stock Option (right to buy)F4 | $31.25 | May 18, 2017 | M | 502 | D | — | May 13, 2018 | Common Stock | 502 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1,F5 | $31.25 | May 18, 2017 | M | 9,000 | D | — | May 13, 2018 | Common Stock | 9,000 | 0 | D |
Explanation of responses
- F1This Form 4/A corrects inadvertent errors in the original Form 4 filed on May 18, 2017.
- F2Balance of 401(k) shares is based on a plan statement dated as of April 30, 2017.
- F3The option, representing a right to purchase 20,000 shares, is exercisable in nine equal annual installments beginning on May 14, 2011, which was the first anniversary of the date on which the option was granted.
- F4The option, representing a right to purchase 502 shares, is exercisable in four equal annual installments beginning on May 13, 2012, which was the first anniversary of the date on which the option was granted.
- F5The option, representing a right to purchase 9,000 shares, is exercisable in four equal annual installments beginning on May 13, 2012, which was the first anniversary of the date on which the option was granted.