SEC Form 4/A · accession 0001398344-15-006144
MFS INTERMARKET INCOME TRUST I · CMK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owners
Phillip Goldstein
10% Owner
Andrew Dakos
10% Owner
Bulldog Investors, LLC
10% Owner
Steven Samuels
10% Owner
Period of report
Jul 17, 2015
Accepted (ET)
Sep 8, 2015 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000853770
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3 | Jul 17, 2015 | P | 61,700 | $8.67 | A | 977,017 | I | By Clients |
| Common StockF1,F3 | Jul 17, 2015 | P | 33,300 | $8.6491 | A | 1,010,317 | I | By Clients |
| Common StockF2 | holding | — | — | — | 5,400 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of these shares. Bulldog Investors, LLC disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors, LLC. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients.
- F2Shares are held by Phillip Goldstein
- F3This amendment is being filed in order to revise the Ownership Form of certain securities beneficially owned by the Reporting Persons. The aggregate number of shares beneficially owned by the Reporting Persons has not changed.