SEC Form 4/A · accession 0001552781-16-001221
ROLLINS INC · ROL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Gary W Rollins
Officer — Vice Chairman and CEO · Director · 10% Owner
Period of report
May 17, 2014
Accepted (ET)
Jan 13, 2016 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000084839
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Rollins, Inc. Common Stock $1 Par ValueF1,F2,F7 | May 17, 2014 | J | 3,391 | $0.00 | A | 3,391 | I | Spouse |
| Rollins, Inc. Common Stock $1 Par ValueF3 | Dec 12, 2014 | G | 4,240 | $0.00 | D | 2,150,492 | D | |
| Rollins, Inc. Common Stock $1 Par ValueF4 | Dec 30, 2014 | G | 233,382 | $0.00 | D | 1,917,125 | D | |
| Rollins, Inc. Common Stock $1 Par ValueF5,F6 | Jan 27, 2015 | A | 42,000 | $0.00 | A | 1,960,641 | D | |
| Rollins, Inc. Common Stock $1 Par ValueF7 | Dec 30, 2014 | G | 221,565 | $0.00 | A | 4,370,981 | I | Co-Trustee of Charitable Foundation |
| Rollins, Inc. Common Stock $1 Par ValueF7 | Dec 30, 2014 | G | 233,382 | $0.00 | A | 4,604,363 | I | Co-Trustee of Charitable Foundation |
| Rollins, Inc. Common Stock $1 Par ValueF7 | holding | — | — | — | 71,655,558 | I | RFPS Management Company I, LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Gary W. Rollins discloses for reportable purposes shares of Rollins, Inc. owned by his spouse prior to their date of marriage May 17, 2014.
- F2The shares owned by Gary W. Rollins' spouse were inadvertently omitted from the orignal filing on January 29, 2015.
- F3This number includes 2,492 shares of 401(k) stock, 21,019 Purchase Plan shares, and 207,000 of restricted shares.
- F4This number includes 2,507 shares of 401(k) stock, 21,019 Purchase Plan shares, and 207,000 of restricted shares.
- F5Represent restricted shares that vest 20% per year beginning in 2017.
- F6This number includes 2,507 shares of 401(k) stock, 22,535 Purchase Plan shares, and 189,000 of restricted shares.
- F7Gary W. Rollins disclaims for the purpose of Section 16 of the Securities and Exchange Act of 1934 the beneficial ownership of these shares, except to the extent of any pecuniary interest therein, and this report is not an admission of such beneficial ownership.