SEC Form 4 · accession 0001140361-18-014635
VASO Corp · VASO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Jonathan P Newton
Officer — Vice Pres Finance & Controller
Period of report
Mar 20, 2018
Accepted (ET)
Mar 22, 2018 · 3:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000839087
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1 | Mar 29, 2017 | A | 50,000 | — | A | 725,000 | D | |
| Common StockF1 | holding | — | — | — | 675,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 300,000 restricted shares issued on July 5, 2016 of which 100,000 vested immediately with the remaining shares contingently vesting as follows: 100,000 on July 5, 2017 and 100,000 on July 5, 2018.
- F2Restricted shares which vest on April 1, 2017.