SEC Form 4/A · accession 0001140361-18-019010
VASO Corp · VASO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jonathan P Newton
Officer — Vice Pres Finance & Controller
Period of report
Mar 20, 2018
Accepted (ET)
Apr 19, 2018 · 11:46 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000839087
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1 | Mar 20, 2018 | A | 50,000 | — | A | 775,000 | D | |
| Common StockF1 | holding | — | — | — | 725,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 300,000 restricted shares issued on July 5, 2016 of which 100,000 vested immediately with the remaining shares contingently vesting as follows: 100,000 on July 5, 2017 and 100,000 on July 5, 2018.
- F2Restricted shares which vest on April 1, 2018.