SEC Form 4 · accession 0001437749-17-010067
Applied Minerals, Inc. · AMNL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Robert Betz
Director
Period of report
May 23, 2017
Accepted (ET)
May 25, 2017 · 2:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | May 24, 2017 | A | 50,000 | $0.036 | A | 703,218 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK OPTION (RIGHT TO BUY) | $0.25 | May 23, 2017 | A | 50,000 | A | May 23, 2017 | May 23, 2022 | COMMON STOCK | 50,000 | 612,752 | D |
| COMMON STOCK OPTION (RIGHT TO BUY) | $0.25 | May 24, 2017 | A | 50,000 | A | May 24, 2017 | May 24, 2022 | COMMON STOCK | 50,000 | 662,752 | D |
Explanation of responses
- F1Annual stock grant for calendar year 2017
- F2Option grant in lieu of cash fee for three months ended March 31, 2017
- F3Option grant in lieu of cash fee for three months ended June 30, 2017