SEC Form 4/A · accession 0001437749-17-010086
Applied Minerals, Inc. · AMNL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert Betz
Director
Period of report
May 23, 2017
Accepted (ET)
May 25, 2017 · 3:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008328
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK OPTION (RIGHT TO BUY) | $0.25 | May 23, 2017 | A | 70,000 | A | May 23, 2017 | May 23, 2022 | COMMON STOCK | 70,000 | 632,752 | D |
| COMMON STOCK OPTION (RIGHT TO BUY) | $0.25 | May 24, 2017 | A | 70,000 | A | May 24, 2017 | May 24, 2022 | COMMON STOCK | 70,000 | 702,752 | D |
Explanation of responses
- F1Filing corrects number of options granted in lieu of fee earned as director for the three months ended March 31, 2017.
- F2Filing corrects number of options granted in lieu of fee earned as director for the three months ended June 30, 2017.