SEC Form 4 · accession 0001127602-17-015353
Sleep Number Corp · SNBRQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A Peel
Director
Period of report
Apr 20, 2017
Accepted (ET)
Apr 24, 2017 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000827187
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 20, 2017 | M | 4,250 | $17.31 | A | 83,209 | D | |
| Common StockF1,F2 | Apr 20, 2017 | F | 2,217 | $33.18 | D | 80,992 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $17.31 | Apr 20, 2017 | M | 4,250 | D | May 15, 2008 | May 14, 2017 | Common Stock | 4,250 | 0 | D |
Explanation of responses
- F1These shares were withheld from the exercise of a stock option to cover the exercise price.
- F2Includes 3,303 restricted stock units that will vest over time.
- F3Since the date of the reporting person's last ownership report, options to purchase 4,250 shares were exercised at the direction of his former spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his former spouse.