SEC Form 4 · accession 0001127602-19-004909
PULTEGROUP INC/MI/ · PHM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Stephen P Schlageter
Officer — SVP Operations & Strategy
Period of report
Feb 6, 2019
Accepted (ET)
Feb 8, 2019 · 6:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822416
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 6, 2019 | A | 10,241 | $0.00 | A | 86,107 | D | |
| UnitsF1 | holding | — | — | — | 1,311 | I | via 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents units of the PulteGroup, Inc. Stock Fund (the "Fund") of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. The reporting person's units represented 2,985.191 shares of PulteGroup, Inc. Common Stock held in the Fund as of February 6, 2019.